Secretarial audit and DueDiligence new sylabuss by Ankush Bansal JUNE 2021 EXAM
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- Chapter 1 Compliance Framework 1-17
Chapter 2 Compliances 18-56
Chapter 3
Documentation and Maintenance of
Records
57-73
Chapter 4 Search and Status Report 74-89
Chapter 5 Know Your Customer (KYC) 90-101
Chapter 6 Signing and Certification 102-121
Chapter 7
Segment-Wise Role of Company
Secretaries
122-132
PART-A [60 MARKS]
Chapter 8 Audits 133-146
Chapter 9 Secretarial Audit 147-171
Chapter 10 Internal Audit and Performance Audit 172-181
Chapter 11
Concepts and Principles of Other
Audits
182-210
Chapter 12 Audit Engagement 211-221
Chapter 13 Audit Principles and Techniques 222-235
Chapter 14 Audit Process and Documentation 236-249
Chapter 15 Forming an Opinion and Reporting 250-262
Chapter 16
Secretarial Audit-Fraud Detection and
Reporting
263-272
Chapter 17 Quality Review 273-297
Chapter 18 Values, Ethics and Professional Conduct 298-312
Chapter 19 Due Diligence-I 313-335
Chapter 20 Due Diligence-II 336-358
Question Paper of December 2021 359-361
Description
Updated with all latest amendments upto 10 JANUARY 2021
User friendly book providing information in a Simplified Language along with CHART ANALYSIS.
All important & relevant judicial pronouncements, circulars, notifications, clarifications, etc. have been incorporated.
THIS BOOK ISvery professional should possess both the knowledge of and the skills in Resolution of Corporate Disputes, Non-Compliances & Remedies in order to reach the pinnacle of success. In today’s scenario there should be proper blend of knowledge and presentation to attain the goals beyond imaginations.
This book will prove to be very helpful for attaining full-fledged knowledge of SEBI Act, SEBI Regulation, FEMA, SCRA and Companies Amendments Act, 2019. While preparing this book implications faced by the Learners were kept in mind. This book is consists of many special features to provide comprehensive knowledge like:
100% Coverage of Amendments in SEBI Regulations.Consist of all the Past years Questions along with Answers
Ø Tabular Presentation of the concepts in order to make user friendly.t is hoped that this book will be utmost use to the person who are keen to learn and I am very thankful to almighty God for blessing me with such a golden opportunity to prepare this book.
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